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Partner and Chief Compliance Officer · Mosaic Advisors

Carey S. Kesner

CRD 4907404 · Named on Form ADV at one SEC-registered adviser

At a glance

Mosaic Advisors, an SEC-registered wealth manager based in Houston, TX with $581 million in regulatory assets, lists Carey S. Kesner on its Form ADV as Partner and Chief Compliance Officer, a control person.

Firms and roles

  • Mosaic AdvisorsPartner and Chief Compliance OfficerWealth manager · Houston, TX · $581M in regulatory assets

AtlasMembers

Carey’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.