Chief Compliance Officer · Townsend Asset Management Corp.
Caleb R. Griffith
CRD 5969073 · Named on Form ADV at one SEC-registered adviser
At a glance
Townsend Asset Management Corp., an SEC-registered wealth manager based in Raleigh, NC with $480 million in regulatory assets, lists Caleb R. Griffith on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Townsend Asset Management Corp.Chief Compliance OfficerWealth manager · Raleigh, NC · $480M in regulatory assets
AtlasMembers
Caleb’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Gerald A. TownsendCEO, Townsend Asset Management Corp.
- Katrina L. TownsendOwner, Townsend Asset Management Corp.
- James M. TarkentonPresident, Townsend Asset Management Corp.
- Arne W MorrisSecretary, Townsend Asset Management Corp.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Caleb’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.