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Principal · South Shore Capital Advisors, LLC

Caitlin S. Appleton

CRD 2291235 · Named on Form ADV at one SEC-registered adviser

At a glance

South Shore Capital Advisors, LLC, an SEC-registered wealth manager based in Boston, MA with $273 million in regulatory assets, lists Caitlin S. Appleton on its Form ADV as Principal.

Firms and roles

AtlasMembers

Caitlin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Taylor G. ThomasPrincipal/chief Compliance Officer, South Shore Capital Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Caitlin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.