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Managing Partner · Alpha Capital Management

Buddie C. Ballard

CRD 1580166 · Named on Form ADV at one SEC-registered adviser

At a glance

Alpha Capital Management, an SEC-registered wealth manager based in Austin, TX with $871 million in regulatory assets, lists Buddie C. Ballard on its Form ADV as Managing Partner, a control person.

Firms and roles

AtlasMembers

Buddie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Michael T. TurnerManaging Partner / Chief Compliance Officer, Alpha Capital Management

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Buddie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.