Managing Member/ Chief Compliance Officer · Mine & Arao Wealth Creation and Management, LLC
Bud T. Mine
CRD 4485331 · Named on Form ADV at one SEC-registered adviser
At a glance
Mine & Arao Wealth Creation and Management, LLC, an SEC-registered wealth manager based in Campbell, CA with $338 million in regulatory assets, lists Bud T. Mine on its Form ADV as Managing Member/ Chief Compliance Officer, a control person.
Firms and roles
- Mine & Arao Wealth Creation and Management, LLCManaging Member/ Chief Compliance OfficerWealth manager · Campbell, CA · $338M in regulatory assets
AtlasMembers
Bud’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- John T. AraoManaging Member, Mine & Arao Wealth Creation and Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bud’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.