Chief Legal Officer and Secretary · Novacap Management Financial Services Inc.
Bruno-Etienne N. Duguay
CRD 6858296 · Named on Form ADV at one SEC-registered adviser
At a glance
Novacap Management Financial Services Inc., an SEC-registered private fund adviser based in Brossard, Quebec, Canada with $835 million in regulatory assets, lists Bruno-Etienne N. Duguay on its Form ADV as Chief Legal Officer and Secretary, a control person.
Firms and roles
- Novacap Management Financial Services Inc.Chief Legal Officer and SecretaryPrivate fund adviser · Brossard, Quebec, Canada · $835M in regulatory assets
AtlasMembers
Bruno-Etienne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Marcel N. LarochellePresident, Novacap Management Financial Services Inc.
- Stephane N. BlanchetChief Financial Officer and Treasurer, Novacap Management Financial Services Inc.
- Josiane (. TurcotteChief Compliance Officer, Novacap Management Financial Services Inc.
- Pascal N. TremblayChief Executive Officer, Novacap Management Financial Services Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bruno-Etienne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.