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Chief Compliance Officer, Corporate Secretary and Managing Director · Advisory Research Inc

Bruce M. Zessar

CRD 4843114 · Named on Form ADV at one SEC-registered adviser

At a glance

Advisory Research Inc, an SEC-registered asset manager based in Chicago, IL with $991 million in regulatory assets, lists Bruce M. Zessar on its Form ADV as Chief Compliance Officer, Corporate Secretary and Managing Director, a control person.

Firms and roles

  • Advisory Research IncChief Compliance Officer, Corporate Secretary and Managing DirectorAsset manager · Chicago, IL · $991M in regulatory assets

AtlasMembers

Bruce’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Matthew K. SwaimChairman, Chief Executive Officer, and Director, Advisory Research Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bruce’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.