SR. Investment Specialist / Chief Compliance Officer · Accountants Proprietary Financial Servicenet, LLC
Bruce H. Shapiro
CRD 1144650 · Named on Form ADV at one SEC-registered adviser
At a glance
Accountants Proprietary Financial Servicenet, LLC, an SEC-registered asset manager based in Plainview, NY with $464 million in regulatory assets, lists Bruce H. Shapiro on its Form ADV as SR. Investment Specialist / Chief Compliance Officer, a control person.
Firms and roles
- Accountants Proprietary Financial Servicenet, LLCSR. Investment Specialist / Chief Compliance OfficerAsset manager · Plainview, NY · $464M in regulatory assets
AtlasMembers
Bruce’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Daniel R. BystromSvp, Accountants Proprietary Financial Servicenet, LLC
- Brett R. SchneiderDirector, Accountants Proprietary Financial Servicenet, LLC
- Veronica E. MooDirector, Accountants Proprietary Financial Servicenet, LLC
- Carl E. NelsonPresident, Accountants Proprietary Financial Servicenet, LLC
- Michael E. GossDirector, Accountants Proprietary Financial Servicenet, LLC
2 more people named with Bruce on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bruce’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.