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Chief Operating Officer · Delta Accumulation, LLC

Brock C. Griffin

CRD 6764269 · Named on Form ADV at one SEC-registered adviser

At a glance

Delta Accumulation, LLC, an SEC-registered wealth manager based in Sausalito, CA with $332 million in regulatory assets, lists Brock C. Griffin on its Form ADV as Chief Operating Officer.

Firms and roles

AtlasMembers

Brock’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Joshua I. PiestrupManaging Partner, Head Portfolio Manager, Delta Accumulation, LLC
  • Patrick J. KenaryChief Compliance Officer & Head of Risk and Strategy, Delta Accumulation, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brock’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.