Chief Compliance Officer · Piper Sandler & Co.
Bridget Tere Larsen
CRD 6643130 · Named on Form ADV at one SEC-registered adviser
At a glance
Piper Sandler & Co., an SEC-registered broker-dealer firm based in Minneapolis, MN with $1.3 billion in regulatory assets, lists Bridget Tere Larsen on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Piper Sandler & Co.Chief Compliance OfficerBroker-dealer firm · Minneapolis, MN · $1.3B in regulatory assets
AtlasMembers
Bridget’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- Debbra Lynn SchonemanPresident; Board Member, Piper Sandler & Co.
- Chad Richard AbrahamChairman, Ceo; Board Member, Piper Sandler & Co.
- John William Jr. GeelanChief Legal Officer, Piper Sandler & Co.
- Michael Edward CoxCo-Head of Equities; Board Member, Piper Sandler & Co.
- Jonathan Jay DoyleHead of Financial Services Group, Piper Sandler & Co.
3 more people named with Bridget on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bridget’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.