Member/owner · RIA Advisory Group, LLC
Brian L. Vestal
CRD 2533289 · Named on Form ADV at one SEC-registered adviser
At a glance
RIA Advisory Group, LLC, an SEC-registered wealth manager based in DES Moines, IA with $568 million in regulatory assets, lists Brian L. Vestal on its Form ADV as Member/owner.
Firms and roles
- RIA Advisory Group, LLCMember/ownerWealth manager · DES Moines, IA · $568M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Dana G. RauschManaging Member, RIA Advisory Group, LLC
- Christopher J. HansonManaging Member, RIA Advisory Group, LLC
- Stephanie TheisingerChief Compliance Officer, RIA Advisory Group, LLC
- David G. HannaCFO, RIA Advisory Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.