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General Counsel · Legalist

Brian T. Rice

CRD 7269407 · Named on Form ADV at one SEC-registered adviser

At a glance

Legalist, an SEC-registered private fund adviser based in SAN Francisco, CA with $1.9 billion in regulatory assets, lists Brian T. Rice on its Form ADV as General Counsel, a control person.

Firms and roles

  • LegalistGeneral CounselPrivate fund adviser · SAN Francisco, CA · $1.9B in regulatory assets

AtlasMembers

Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.