Chief Compliance Officer/president · Amazz Investment Management, Inc.
Brian K. Pearson
CRD 4654687 · Named on Form ADV at one SEC-registered adviser
At a glance
Amazz Investment Management, Inc., an SEC-registered wealth manager based in Williamsville, NY with $78 million in regulatory assets, lists Brian K. Pearson on its Form ADV as Chief Compliance Officer/president, a control person.
Firms and roles
- Amazz Investment Management, Inc.Chief Compliance Officer/presidentWealth manager · Williamsville, NY · $78M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.