Chief Compliance Officer · Powerhouse Financial Advisors, Inc.
Brian W. Neustrom
CRD 5530526 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Powerhouse Financial Advisors, Inc., an SEC-registered wealth manager based in Minden, NV with $108 million in regulatory assets, lists Brian W. Neustrom on its Form ADV as Chief Compliance Officer. The SEC filings also name Brian at 1 other registered adviser.
Firms and roles
- Powerhouse Financial Advisors, Inc.Chief Compliance OfficerWealth manager · Minden, NV · $108M in regulatory assets
- E. Magnus Oppenheim & Co. Inc.CCOBroker-dealer firm · New York, NY · $10M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Steven J. SmitManaging Member, CEO, Powerhouse Financial Advisors, Inc.
- Salma AbdullaManaging Director, E. Magnus Oppenheim & Co. Inc.
- Jonathan E. MillerCEO, E. Magnus Oppenheim & Co. Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.