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Compliance Registered Options Principal and Compliance Officer · Flagstar Securities, Inc.

Brian Joseph McGlynn

CRD 4463942 · Named on Form ADV at one SEC-registered adviser

At a glance

Flagstar Securities, Inc., an SEC-registered broker-dealer firm based in New York, NY with $784 million in regulatory assets, lists Brian Joseph McGlynn on its Form ADV as Compliance Registered Options Principal and Compliance Officer.

Firms and roles

  • Flagstar Securities, Inc.Compliance Registered Options Principal and Compliance OfficerBroker-dealer firm · New York, NY · $784M in regulatory assets

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Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2002 (24 years)
Designations
None on file
Exams
Series 66
Registered in
2 states
Also a broker representative
Yes
Disclosures on record
None

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Brian’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
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Previous firms, with start and end dates
1 firmLocked
Employment history
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States they’re registered in
Locked
Outside business activities
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When they joined their current firm, and their firm’s growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Philip Vincent PerryCEO, OSJ Principal, Municipal Securities Principal, Senior Registered Options Principal, Flagstar Securities, Inc.
  • Douglas P GeraghtyChief Compliance Officer, Director, Flagstar Securities, Inc.
  • Seth William SternSenior Deputy General Counsel, Director, Flagstar Securities, Inc.
  • Adam Brian FeitHead of Specialized Industries and Capital Markets, Director, Flagstar Securities, Inc.
  • Richard Alexander RaffettoPresident of Commercial and Private Banking, Director, Flagstar Securities, Inc.

2 more people named with Brian on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.