Managing Member & Portfolio Manager · St. James Investment Advisors, LLC
Brian C. Mark
CRD 3218604 · Named on Form ADV at one SEC-registered adviser
At a glance
St. James Investment Advisors, LLC, an SEC-registered asset manager based in Port Jefferson, NY with $512 million in regulatory assets, lists Brian C. Mark on its Form ADV as Managing Member & Portfolio Manager, a control person.
Firms and roles
- St. James Investment Advisors, LLCManaging Member & Portfolio ManagerAsset manager · Port Jefferson, NY · $512M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Brian’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jennifer A. AbbonizioChief Compliance Officer, St. James Investment Advisors, LLC
- John A. SpicciatieExecutive Director, St. James Investment Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.