Chief Compliance Officer · Twin Oak ETF Company
Brian T. Mackenzie
CRD 5258949 · Named on Form ADV at 6 SEC-registered advisers
At a glance
Twin Oak ETF Company, an SEC-registered asset manager based in Wellesley, MA with $1.1 billion in regulatory assets, lists Brian T. Mackenzie on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Brian at 5 other registered advisers.
Firms and roles
- Twin Oak ETF CompanyChief Compliance OfficerAsset manager · Wellesley, MA · $1.1B in regulatory assets
- Teucrium Investment Advisors, LLCCCOAsset manager · Burlington, VT · $277M in regulatory assets
- Defiance Etfs, LLCChief Compliance OfficerAsset manager · Miami, FL · $3.9B in regulatory assets
- Adaptive InvestmentsChief Compliance OfficerAsset manager · Alpharetta, GA · $421M in regulatory assets
- Tencore Partners, LPChief Compliance OfficerPrivate fund adviser · New York, NY · $354M in regulatory assets
- Xdus Fund AdvisorChief Compliance OfficerAsset manager · East Longmeadow, MA · $0M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 6 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (18)
- Zachary C. WainwrightCEO, Twin Oak ETF Company
- John C. DowningChief Investment Officer, Twin Oak ETF Company
- Cory Mullen-RusinCFO, Teucrium Investment Advisors, LLC
- Sal A. GilbertieCEO, Teucrium Investment Advisors, LLC
- Charles W. HarrisCOO, Teucrium Investment Advisors, LLC
13 more people named with Brian on the same filings, with titles and firms. Free in Atlas with a free account.
See all 18 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.