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Class A Member, Manager, Chief Compliance Officer · N.L.C. LLC

Brian J. Lombardi

CRD 4227216 · Named on Form ADV at one SEC-registered adviser

At a glance

N.L.C. LLC, an SEC-registered private fund adviser based in Boca Raton, FL with $286 million in regulatory assets, lists Brian J. Lombardi on its Form ADV as Class A Member, Manager, Chief Compliance Officer, a control person.

Firms and roles

  • N.L.C. LLCClass A Member, Manager, Chief Compliance OfficerPrivate fund adviser · Boca Raton, FL · $286M in regulatory assets

AtlasMembers

Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.