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Chief Compliance Officer · Cliftonlarsonallen Wealth Advisors, LLC

Brian Jacob Buffie

CRD 5532207 · Named on Form ADV at one SEC-registered adviser

At a glance

Cliftonlarsonallen Wealth Advisors, LLC, an SEC-registered broker-dealer firm based in Minneapolis, MN with $14.4 billion in regulatory assets, lists Brian Jacob Buffie on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.