Chief Investment Officer, Chief Compliance Officer · Frank Capital Partners LLC
Brian J. Frank
CRD 4688601 · Named on Form ADV at one SEC-registered adviser
At a glance
Frank Capital Partners LLC, an SEC-registered asset manager with $41 million in regulatory assets, lists Brian J. Frank on its Form ADV as Chief Investment Officer, Chief Compliance Officer, a control person.
Firms and roles
- Frank Capital Partners LLCChief Investment Officer, Chief Compliance OfficerAsset manager · United States · $41M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Monique M. WeissChief Executive Officer, Frank Capital Partners LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.