Chief Compliance Officer · Smead Capital Management, Inc.
Brian L. Briggs
CRD 4397218 · Named on Form ADV at one SEC-registered adviser
At a glance
Smead Capital Management, Inc., an SEC-registered asset manager based in Phoenix, AZ with $5.5 billion in regulatory assets, lists Brian L. Briggs on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Smead Capital Management, Inc.Chief Compliance OfficerAsset manager · Phoenix, AZ · $5.5B in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- William W. SmeadCIO, Shareholder, Smead Capital Management, Inc.
- William G. WayShareholder, Smead Capital Management, Inc.
- Cole W. SmeadCEO, Shareholder, Smead Capital Management, Inc.
- Steven J. LemireShareholder, Smead Capital Management, Inc.
- Conor W. OCallaghanCOO, Shareholder, Smead Capital Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.