Director, Executive Vice President, Senior Director of Sales, Director of Retirement Plan Consulting · Arvest Wealth Management
Brian Andrew Smith
CRD 2888485 · Named on Form ADV at one SEC-registered adviser
At a glance
Arvest Wealth Management, an SEC-registered broker-dealer firm based in Lowell, AR with $3.4 billion in regulatory assets, lists Brian Andrew Smith on its Form ADV as Director, Executive Vice President, Senior Director of Sales, Director of Retirement Plan Consulting, a control person.
Firms and roles
- Arvest Wealth ManagementDirector, Executive Vice President, Senior Director of Sales, Director of Retirement Plan ConsultingBroker-dealer firm · Lowell, AR · $3.4B in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Brian’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (16)
- Karla PayneDirector, Arvest Wealth Management
- John Arleigh PerronRegistered Options and Security Futures Principal (rosfp), Arvest Wealth Management
- Gretchen Daphyne BrewerFinancial and Operational Principal and Principal Financial Officer, Arvest Wealth Management
- Dee Garrison DerryberryCOO, Arvest Wealth Management
- James Matthew MachenDirector, Arvest Wealth Management
11 more people named with Brian on the same filings, with titles and firms. Free in Atlas with a free account.
See all 16 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.