Chief Compliance Officer · Balbec Capital Management LP
Brett S. Niehaus
CRD 5941411 · Named on Form ADV at one SEC-registered adviser
At a glance
Balbec Capital Management LP, an SEC-registered private fund adviser based in Scottsdale, AZ with $8.0 billion in regulatory assets, lists Brett S. Niehaus on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Balbec Capital Management LPChief Compliance OfficerPrivate fund adviser · Scottsdale, AZ · $8.0B in regulatory assets
AtlasMembers
Brett’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Warren J. SpectorChairman, Balbec Capital Management LP
- Charles J. RusbasanExecutive Chairman, Balbec Capital Management LP
- Jeff C. PaddenChief Legal Officer, Balbec Capital Management LP
- Philip J. DanielsChief Investment Officer, Balbec Capital Management LP
- Christina L HoughtonChief Finanacial Officer, Balbec Capital Management LP
1 more person named with Brett on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brett’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.