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Chief Executive Officer/chief Compliance Officer/shareholder · Charter Wealth Management

Brent A. Plunkett

CRD 5621748 · Named on Form ADV at one SEC-registered adviser

At a glance

Charter Wealth Management, an SEC-registered asset manager based in Raleigh, NC with $196 million in regulatory assets, lists Brent A. Plunkett on its Form ADV as Chief Executive Officer/chief Compliance Officer/shareholder, a control person.

Firms and roles

  • Charter Wealth ManagementChief Executive Officer/chief Compliance Officer/shareholderAsset manager · Raleigh, NC · $196M in regulatory assets

AtlasMembers

Brent’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brent’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.