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Principal/managing Member/chief Compliance Officer · Broadwater Capital Management LLC

Brent E. Garcia

CRD 2502544 · Named on Form ADV at one SEC-registered adviser

At a glance

Broadwater Capital Management LLC, an SEC-registered wealth manager based in Boston, MA with $161 million in regulatory assets, lists Brent E. Garcia on its Form ADV as Principal/managing Member/chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Brent’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brent’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.