Partner/chief Compliance Officer · McGowan & Co LLP
Brendan M. McGowan
CRD 4395628 · Named on Form ADV at one SEC-registered adviser
At a glance
McGowan & Co LLP, an SEC-registered wealth manager based in Bryn Mawr, PA with $656 million in regulatory assets, lists Brendan M. McGowan on its Form ADV as Partner/chief Compliance Officer, a control person.
Firms and roles
- McGowan & Co LLPPartner/chief Compliance OfficerWealth manager · Bryn Mawr, PA · $656M in regulatory assets
AtlasMembers
Brendan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Brian J. McGowanPartner, McGowan & Co LLP
- Brian J. McGowanInvestment Advisor Representative, McGowan & Co LLP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brendan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.