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Chief Compliance Officer · Factorial Funds Management LLC

Brendan D. Baker

CRD 7892362 · Named on Form ADV at one SEC-registered adviser

At a glance

Factorial Funds Management LLC, an SEC-registered private fund adviser based in SAN Francisco, CA with $967 million in regulatory assets, lists Brendan D. Baker on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Brendan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Solomon P. BierSole Member / Founding Partner, Factorial Funds Management LLC
  • Denis A. LaloyChief Financial Officer, Factorial Funds Management LLC
  • David W. WehrsChief Operating Officer, Factorial Funds Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brendan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.