Member and Chief Compliance Officer · North Pier Fiduciary Management, LLC
Brant J. Griffin
CRD 2692488 · Named on Form ADV at one SEC-registered adviser
At a glance
North Pier Fiduciary Management, LLC, an SEC-registered asset manager based in Marina Del REY, CA with $1.3 billion in regulatory assets, lists Brant J. Griffin on its Form ADV as Member and Chief Compliance Officer, a control person.
Firms and roles
- North Pier Fiduciary Management, LLCMember and Chief Compliance OfficerAsset manager · Marina Del REY, CA · $1.3B in regulatory assets
AtlasMembers
Brant’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- James I. ScheinbergMember, North Pier Fiduciary Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brant’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.