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Chief Compliance Officer · Rockingstone Advisors

Brandt A. Sakakeeny

CRD 1709197 · Named on Form ADV at one SEC-registered adviser

At a glance

Rockingstone Advisors, an SEC-registered wealth manager based in Great Barrington, MA with $280 million in regulatory assets, lists Brandt A. Sakakeeny on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Rockingstone AdvisorsChief Compliance OfficerWealth manager · Great Barrington, MA · $280M in regulatory assets

AtlasMembers

Brandt’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brandt’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.