Managing Member and Chief Compliance Officer · Arcwood Financial, LLC
Brandon T. Oliver
CRD 4915901 · Named on Form ADV at one SEC-registered adviser
At a glance
Arcwood Financial, LLC, an SEC-registered asset manager based in Phoenix, AZ with $187 million in regulatory assets, lists Brandon T. Oliver on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Arcwood Financial, LLCManaging Member and Chief Compliance OfficerAsset manager · Phoenix, AZ · $187M in regulatory assets
AtlasMembers
Brandon’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Peter L. RoweMember, Arcwood Financial, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brandon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.