Chief Investment Officer · Thor Financial Technologies
Bradley R Roth
CRD 5686432 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Thor Financial Technologies, an SEC-registered asset manager based in Greensburg, PA with $217 million in regulatory assets, lists Bradley R Roth on its Form ADV as Chief Investment Officer, a control person. The SEC filings also name Bradley at 1 other registered adviser.
Firms and roles
- Thor Financial TechnologiesChief Investment OfficerAsset manager · Greensburg, PA · $217M in regulatory assets
- UX Wealth Partners LLCChief Investment OfficerAsset manager · Centennial, CO · $1.9B in regulatory assets
AtlasMembers
Bradley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Bradley’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Kevin L. RamsierMember, Thor Financial Technologies
- Cameron RothMember, Thor Financial Technologies
- Kyle W. WiggsMember, Thor Financial Technologies
- Tyler J. TrimbathChief Compliance Officer, Member, Thor Financial Technologies
- Jeffrey A. SmithChief Compliance Officer, UX Wealth Partners LLC
1 more person named with Bradley on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bradley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.