Chief Operations Officer · Principal Advised Services
Bradley W. Norton
CRD 5092243 · Named on Form ADV at one SEC-registered adviser
At a glance
Principal Advised Services, an SEC-registered wealth manager based in DES Moines, IA with $1.4 billion in regulatory assets, lists Bradley W. Norton on its Form ADV as Chief Operations Officer, a control person.
Firms and roles
- Principal Advised ServicesChief Operations OfficerWealth manager · DES Moines, IA · $1.4B in regulatory assets
AtlasMembers
Bradley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (19)
- Brian S. NessDirector, Principal Advised Services
- Amy M MontfordChief Operating Officer, Principal Advised Services
- Ryan D. DowningDirector, Principal Advised Services
- Gregory S. LongChief Marketing Officer, Principal Advised Services
- Justin M. DeasyAssociate General Counsel and Corporate Secretary, Principal Advised Services
14 more people named with Bradley on the same filings, with titles and firms. Free in Atlas with a free account.
See all 19 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bradley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.