Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya

Investment adviser representative · Rocky Mountain Humane Investing LLC

Bradford J. Pappas

CRD 1249537 · Denver, CO

At a glance

Bradford J. Pappas is an investment adviser representative with Rocky Mountain Humane Investing LLC in Denver, CO, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Bradford’s SEC record dates to 1999, about 27 years ago.

Current advisory firms

  • Rocky Mountain Humane Investing LLCSince January 1999Denver, CO · State-registered or not in the SEC’s list
  • Epg Wealth Management LLCSince September 2026Denver, CO · $579M in regulatory assets

SEC adviser record

Registered since
1999 (27 years)
Designations
None on file
Exams
Series 63, Series 65
Registered in
4 states
Also a broker representative
No
Disclosures on record
Yes, see the SEC record

AtlasMembers

Bradford’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
2 firmsLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.

More at Rocky Mountain Humane Investing LLC

Every advisor at Rocky Mountain Humane Investing LLC →Financial advisors in Denver, CO →Advisor Moves: who changed firms this week →