President · Halter Ferguson Financial Inc
Bradford S. Ferguson
CRD 5062898 · Named on Form ADV at one SEC-registered adviser
At a glance
Halter Ferguson Financial Inc, an SEC-registered wealth manager based in Carmel, IN with $705 million in regulatory assets, lists Bradford S. Ferguson on its Form ADV as President, a control person.
Firms and roles
- Halter Ferguson Financial IncPresidentWealth manager · Carmel, IN · $705M in regulatory assets
AtlasMembers
Bradford’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Matthew C. SmithChief Compliance Officer, Halter Ferguson Financial Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bradford’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.