Director-Executive Vice President-Cfo · Oppenheimer & Co. Inc.
Brad Michael Watkins
CRD 6319251 · Named on Form ADV at 6 SEC-registered advisers
At a glance
Oppenheimer & Co. Inc., an SEC-registered broker-dealer firm based in New York, NY with $36.7 billion in regulatory assets, lists Brad Michael Watkins on its Form ADV as Director-Executive Vice President-Cfo, a control person. The SEC filings also name Brad at 5 other registered advisers.
Firms and roles
- Oppenheimer & Co. Inc.Director-Executive Vice President-CfoBroker-dealer firm · New York, NY · $37B in regulatory assets
- Oppenheimer Asset ManagementSenior Vice President-CfoWealth manager · New York, NY · $21B in regulatory assets
- Advantage Advisers Multi-Manager, L.L.C.Senior Vice President - CFOAsset manager · New York, NY · $4.9B in regulatory assets
- Oppenheimer Investment Management LLCSenior VP, Chief Financial OfficerAsset manager · New York, NY · $929M in regulatory assets
- Advantage Advisers Management, LLCSenior Vice President - CFOPrivate fund adviser · New York, NY · $469M in regulatory assets
- Oppenheimer Alternative Investment Management, LLCSenior Vice President - CFOPrivate fund adviser · New York, NY · $178M in regulatory assets
AtlasMembers
Brad’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 6 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (15)
- Albert Grinsfelder LowenthalExecutive Chairman-Director-Owns 100% of Phase II Fin'l, Oppenheimer & Co. Inc.
- Dennis Patrick McNamaraE.v.p./clo/secretary, Oppenheimer & Co. Inc.
- Robert Steven LowenthalCeo-President-Director, Oppenheimer & Co. Inc.
- Peter John GiordanoManaging Director-Chief Administrative Officer, Oppenheimer & Co. Inc.
- Edward Patrick HarringtonExecutive Vice President - Private Client Services, Oppenheimer & Co. Inc.
10 more people named with Brad on the same filings, with titles and firms. Free in Atlas with a free account.
See all 15 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brad’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.