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Chief Legal and Risk Officer, Chief Compliance Officer · M.D. Sass, LLC

Bobby N. Liu

CRD 4771903 · Named on Form ADV at 2 SEC-registered advisers

At a glance

M.D. Sass, LLC, an SEC-registered asset manager based in New York, NY with $2.1 billion in regulatory assets, lists Bobby N. Liu on its Form ADV as Chief Legal and Risk Officer, Chief Compliance Officer, a control person. The SEC filings also name Bobby at 1 other registered adviser.

Firms and roles

AtlasMembers

Bobby’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Martin D. SassChairman, Chief Executive Officer, Chief Investment Officer, Director, Managing Member, M.D. Sass, LLC
  • Ari SassPresident, Senior Portfolio Manager (equities), M.D. Sass, LLC
  • Sam H. FriedmanChief Operating Officer, M.D. Sass, LLC
  • Jeffrey L. EdelmanChief Financial Officer, M.D. Sass, LLC
  • Michael E. KernanDirector, M.D. Sass-Macquarie Financial Strategies Management Company, LLC

1 more person named with Bobby on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bobby’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.