Chief Compliance Officer · Portolan Capital Management, LLC
Betsy H. Flaherty
CRD 5210795 · Named on Form ADV at one SEC-registered adviser
At a glance
Portolan Capital Management, LLC, an SEC-registered asset manager based in Boston, MA with $2.0 billion in regulatory assets, lists Betsy H. Flaherty on its Form ADV as Chief Compliance Officer.
Firms and roles
- Portolan Capital Management, LLCChief Compliance OfficerAsset manager · Boston, MA · $2.0B in regulatory assets
AtlasMembers
Betsy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- George F. McCabeChief Investment Officer, Managing Director, and Sole Member, Portolan Capital Management, LLC
- Nancy J. BonnerChief Administrative Officer, Portolan Capital Management, LLC
- Christopher S. NardoneChief Financial Officer and Chief Operating Officer, Portolan Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Betsy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.