Chief Compliance Officer · Level Financial Advisors, Inc.
Bethany M. Wagner
CRD 7887015 · Named on Form ADV at one SEC-registered adviser
At a glance
Level Financial Advisors, Inc., an SEC-registered wealth manager based in East Amherst, NY with $975 million in regulatory assets, lists Bethany M. Wagner on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Level Financial Advisors, Inc.Chief Compliance OfficerWealth manager · East Amherst, NY · $975M in regulatory assets
AtlasMembers
Bethany’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Rosanne M. BraxtonPresident, Level Financial Advisors, Inc.
- Steven M. ElwellChief Investment Officer, Level Financial Advisors, Inc.
- Michael C. HeburnChief Operating Officer, Level Financial Advisors, Inc.
- Elise F. MurphyDirector of Client Services, Level Financial Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bethany’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.