Chief Compliance Officer · Caxton Associates LLP
Benjamin S. Ohly
CRD 6421218 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Caxton Associates LLP, an SEC-registered private fund adviser based in London, United Kingdom with $71.6 billion in regulatory assets, lists Benjamin S. Ohly on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Benjamin at 1 other registered adviser.
Firms and roles
- Caxton Associates LLPChief Compliance OfficerPrivate fund adviser · London, United Kingdom · $72B in regulatory assets
- Caxton Associates (USA) LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $4.6B in regulatory assets
AtlasMembers
Benjamin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Alexander M. UnderwoodGeneral Counsel, Caxton Associates LLP
- Andrew E. LawChairman, Chief Executive Officer and Limited Partner, Caxton Associates LLP
- Matthew D. WadeChief Operating Officer, Chief Risk Officer and Limited Partner, Caxton Associates LLP
- Chanelle L. NichollsChief Financial Officer, Caxton Associates LLP
- Felix S. TurtonManager, Caxton Associates (USA) LLC
1 more person named with Benjamin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Benjamin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.