Member / Manager / Chief Compliance Officer · First Principles Group
Benjamin Holland
CRD 5591122 · Named on Form ADV at one SEC-registered adviser
At a glance
First Principles Group, an SEC-registered private fund adviser with $1.6 billion in regulatory assets, lists Benjamin Holland on its Form ADV as Member / Manager / Chief Compliance Officer, a control person.
Firms and roles
- First Principles GroupMember / Manager / Chief Compliance OfficerPrivate fund adviser · United States · $1.6B in regulatory assets
AtlasMembers
Benjamin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Robert J. MaurerMember / Manager, First Principles Group
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Benjamin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.