Chief Compliance Officer · Pasnau Investment Management, Inc.
Benjamin Edmund
CRD 8135593 · Named on Form ADV at one SEC-registered adviser
At a glance
Pasnau Investment Management, Inc., an SEC-registered wealth manager with $129 million in regulatory assets, lists Benjamin Edmund on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Pasnau Investment Management, Inc.Chief Compliance OfficerWealth manager · United States · $129M in regulatory assets
AtlasMembers
Benjamin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- William C. PasnauPresident/ceo, Pasnau Investment Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Benjamin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.