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CFO & Managing Member · Legacy Wealth

Benjamin M. Brocker

CRD 5687239 · Named on Form ADV at one SEC-registered adviser

At a glance

Legacy Wealth, an SEC-registered wealth manager based in Woodbury, MN with $546 million in regulatory assets, lists Benjamin M. Brocker on its Form ADV as CFO & Managing Member, a control person.

Firms and roles

  • Legacy WealthCFO & Managing MemberWealth manager · Woodbury, MN · $546M in regulatory assets

AtlasMembers

Benjamin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Benjamin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.