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Director of Tax Planning and Strategy · Avaii Wealth Management, LLC

Benjamin L. Baker

CRD 8202026 · Named on Form ADV at one SEC-registered adviser

At a glance

Avaii Wealth Management, LLC, an SEC-registered wealth manager based in Appleton, WI with $603 million in regulatory assets, lists Benjamin L. Baker on its Form ADV as Director of Tax Planning and Strategy.

Firms and roles

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Benjamin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Christian J. DouleManaging Member / Wealth Management Advisor, Avaii Wealth Management, LLC
  • Joel T. BlattnerMember / Director of Investments / Chief Compliance Officer, Avaii Wealth Management, LLC
  • Mark D. TruettnerMember / Wealth Management Advisor, Avaii Wealth Management, LLC
  • David R. JensenMember / Wealth Advisor, Avaii Wealth Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Benjamin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.