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Chief Compliance Officer · Yorkville America Equities, LLC

Barrett O. Schultz

CRD 2741114 · Named on Form ADV at one SEC-registered adviser

At a glance

Yorkville America Equities, LLC, an SEC-registered asset manager based in Mountainside, NJ with $43 million in regulatory assets, lists Barrett O. Schultz on its Form ADV as Chief Compliance Officer.

Firms and roles

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Barrett’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Troy J. RilloChief Executive Officer / President, Yorkville America Equities, LLC
  • John S. NeamtzPresident, Yorkville America Equities, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Barrett’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.