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Chief Compliance Officer/director/asst Secretary · Mitchell Capital Management Co

Barbara J. Roszel

CRD 5107445 · Named on Form ADV at one SEC-registered adviser

At a glance

Mitchell Capital Management Co, an SEC-registered wealth manager based in Leawood, KS with $847 million in regulatory assets, lists Barbara J. Roszel on its Form ADV as Chief Compliance Officer/director/asst Secretary, a control person.

Firms and roles

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Barbara’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Barbara on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Barbara’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.