Adviser and broker representative · Osaic Wealth, Inc.
Barbara F. Duffield
CRD 826495 · Concord, MA
At a glance
Barbara F. Duffield is an investment adviser representative with Osaic Wealth, Inc. in Concord, MA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Barbara’s SEC record dates to 2000, about 26 years ago. Barbara is also registered as a broker representative.
Current advisory firms
- Osaic Wealth, Inc.Since November 2023Concord, MA · $235B in regulatory assets
- Duffield Financial GroupSince January 2005Concord, MA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2000 (26 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 4 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Barbara’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.