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Chief Compliance Officer, Chief Operating Officer and Chief Technology Officer · Summerhaven Investment Management, LLC

Babu V. Sonti

CRD 1775741 · Named on Form ADV at one SEC-registered adviser

At a glance

Summerhaven Investment Management, LLC, an SEC-registered asset manager based in Stamford, CT with $176 million in regulatory assets, lists Babu V. Sonti on its Form ADV as Chief Compliance Officer, Chief Operating Officer and Chief Technology Officer, a control person.

Firms and roles

AtlasMembers

Babu’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Kurt J. NelsonManaging Member: Chief Executive Officer, Summerhaven Investment Management, LLC
  • Klazinus G. RouwenhorstMember; Head of Commodity Research, Summerhaven Investment Management, LLC
  • Stephen M. BowleyChief Financial Officer, Summerhaven Investment Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Babu’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.