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Head of Group Compliance · Dragon Capital Management (HK) Limited

Babita B. Bharwani

CRD 6380376 · Named on Form ADV at one SEC-registered adviser

At a glance

Dragon Capital Management (HK) Limited, an SEC-registered private fund adviser based in Central, Hong Kong with $168 million in regulatory assets, lists Babita B. Bharwani on its Form ADV as Head of Group Compliance, a control person.

Firms and roles

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Babita’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Babita’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.