Managing Director & Chairman of the Board · Brockenbrough
Austin Brockenbrough III
CRD 1718558 · Named on Form ADV at one SEC-registered adviser
At a glance
Brockenbrough, an SEC-registered private fund adviser based in Richmond, VA with $5.5 billion in regulatory assets, lists Austin Brockenbrough III on its Form ADV as Managing Director & Chairman of the Board, a control person.
Firms and roles
- BrockenbroughManaging Director & Chairman of the BoardPrivate fund adviser · Richmond, VA · $5.5B in regulatory assets
AtlasMembers
Austin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Charles M. CaravatiManaging Director & Secretary; Executive Committee, Brockenbrough
- David A. LyonsChief Compliance Officer (01/2021); Managing Director; Treasurer (09/2000) ; Executive Committee, Brockenbrough
- Austin Brockenbrough IVManaging Director; President; Executive Committee, Brockenbrough
- Walter S. RobertsonManaging Director; Executive Committee, Brockenbrough
- Christopher J. DionManaging Director; Executive Committee, Brockenbrough
1 more person named with Austin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Austin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.