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Chief Compliance Officer · Saos Capital, LLC

Aulden M. Hopper

CRD 7629288 · Named on Form ADV at one SEC-registered adviser

At a glance

Saos Capital, LLC, an SEC-registered wealth manager based in Mount Pleasant, SC with $239 million in regulatory assets, lists Aulden M. Hopper on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Saos Capital, LLCChief Compliance OfficerWealth manager · Mount Pleasant, SC · $239M in regulatory assets

AtlasMembers

Aulden’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Aulden’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.